Financial Services Authority

FSA win highlights role of judicial review as remedy of last resort, says expert - Out-Law.com

18 Jun 2013, 17:06

FSA win highlights role of judicial review as remedy of last resort, says expert Out-Law.com Chris Willford had brought a claim for judicial review against the Financial Services Authority (FSA), after its Regulatory Decisions Committee (RDC) fined him for risk management failings in relation to the share rights issue which led to the bank's ...

FSA fines Exillon over expenses - Financial Times

18 Jun 2013, 02:54

FSA fines Exillon over expenses Financial Times Exillon Energy has been fined £292,950 for not informing UK regulators of nearly £1m of related-party payments to its former chairman. The Financial Services Authority said the Russia-focused FTSE 250 oil explorer had failed to disclose an informal ...

Royal Bank of Scotland recruits former FSA regulator - The Guardian

27 May 2013, 00:03

The Guardian Royal Bank of Scotland recruits former FSA regulator The Guardian Jon Pain, who was at the Financial Services Authority for four years until 2011, is joining the bank in August as head of conduct and regulatory affairs. He will become one of the most senior executives at the bank, joining the executive committee ... RBS names former FSA man as head of conduct Telegraph.co.uk RBS hires ex-FSA director Jon Pain for new regulatory role Citywire.co.uk FSA's Pain to deal with RBS' regulatory affairs FT Adviser Wealth Briefing (subscription)  - Bloomberg  - Financial Times all 36 news articles »

labuan fsa revokes ec trust labuan licence - International Adviser

11 Jun 2013, 16:54

International Adviser labuan fsa revokes ec trust labuan licence International Adviser The Labuan Financial Services Authority has revoked the trust company licence of EC Trust (Labuan) Bhd, effective today, according to a statement on the Labuan FSA's website. The revocation was carried out in line with section 167 of the Labuan ... Labuan FSA Revokes Trust Company Licence Of EC Trust Bernama all 1 news articles »

Interview – with Margaret Cole, former FSA 'enforcer' - Financial Times

23 May 2013, 10:08

Interview – with Margaret Cole, former FSA 'enforcer' Financial Times Margaret Cole demonstrated the importance of having a strong message when she went for a top job at the now-abolished Financial Services Authority. When headhunters called her about the role of FSA director of enforcement she prepared herself well for ...

Ex-FSA director lands role at Alvarez & Marsal - Financial News

22 May 2013, 12:57

Financial News Ex-FSA director lands role at Alvarez & Marsal Financial News During almost eight years as a director at the FSA, Ashley-Fenn was at its business supervision unit through the financial crisis, and worked on the creation of the Prudential Regulatory Authority and the Financial Conduct Authority, its successor ...